Discovering Value and Providing Solutions
in the Fixed Income Marketplace

Executive Profiles

STEPHEN J. MCKENNA
President & Chief Executive Officer

Mr. McKenna is a founding Principal of Fixed Income Capital Partners LLC® and serves as President and CEO of the firm, as well as Head of Trading. He began his career in the securities industry in 1986 and has specialized in the Fixed Income market sectors, working closely with some of the largest money managers, insurance companies, banks and mutual funds in the country. His extensive analytical experience in portfolio review and structure, as well as his keen overall analyses of the financial marketplace, has enabled him to assist these institutions in utilizing and realizing profitable strategies in constantly changing markets. Such performance has led to his receiving numerous awards and notes of recognition over the years.

Mr. McKenna graduated from Wheaton College in 1983 with a Bachelor of Arts degree in Political Science. He holds Series 24, 53, 7, 79, 99, and 63 securities licenses from FINRA and his CRD# is 1550464.

PAUL V. HOURIET III (TORY)
Executive Vice President & Chief Financial Officer

Mr. Houriet is a founding Principal of Fixed Income Capital Partners LLC® and serves as Executive Vice President and CFO of the firm, as well as Head of Analytical Research. He began his career in the securities industry in 1982 after working in Public Accounting for two years. His 31 years of experience includes the trading and underwriting of fixed income securities as well as advising institutional investors on how to analyze risk and reward in individual securities and entire fixed income portfolios. He has also been a featured speaker and instructor across the country for various banking and insurance company trade organizations as well as national and state banking regulatory agencies. This experience has enabled him to teach and work closely with portfolio managers from some of the largest money management firms in the country. He has also authored a number of articles that have appeared in nationally distributed magazines.

Mr. Houriet graduated from Miami University in 1979 with a Bachelor of Science degree in Finance and Accounting and received his CPA that same year. He holds Series 24, 27, 53, 7, 79, 99 and 63 securities licenses from FINRA and his CRD# is 1065224.

JOHN A. MOORE
Executive Vice President & Head of Sales and Training

Mr. Moore is a founding Principal of Fixed Income Capital Partners LLC® and serves as Executive Vice President and Head of Sales and Training. He began his career in the securities industry in 1994 working closely with Portfolio Managers and CEOs of depository institutions. He has specialized in the formulation and implementation of investment strategies for financial institutions in addition to being intimately involved in researching and developing innovative methods to increase stakeholder value in the investment portfolio and across the Balance Sheet. His passion for increasing the abilities of financial institutions to compete in an ever changing marketplace has molded and shaped his mission and values. His extensive experience includes macro and micro analysis of fixed income portfolios.

Mr. Moore graduated from Westmont College in 1994 with a Bachelor of Arts degree in both Business/Economics and English Literature. He holds Series 24, 53, 7, 79, 99 and 63 securities licenses from FINRA and his CRD# is 2592366.